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trtswitch (version 0.2.2)

tsegest: Two-Stage Estimation with g-Estimation (TSEgest) for Treatment Switching

Description

Estimates the causal parameter using g-estimation by fitting a pooled logistic regression switching model that includes counterfactual unswitched survival times and time-dependent confounders as covariates. The adjusted hazard ratio is then obtained from the Cox model using counterfactual unswitched survival times based on the estimated causal parameter.

Usage

tsegest(
  data,
  id = "id",
  stratum = "",
  tstart = "tstart",
  tstop = "tstop",
  event = "event",
  treat = "treat",
  censor_time = "censor_time",
  pd = "pd",
  pd_time = "pd_time",
  swtrt = "swtrt",
  swtrt_time = "swtrt_time",
  base_cov = "",
  conf_cov = "",
  strata_main_effect_only = TRUE,
  ns_df = 3,
  firth = FALSE,
  flic = FALSE,
  low_psi = -2,
  hi_psi = 2,
  n_eval_z = 101,
  recensor = TRUE,
  admin_recensor_only = TRUE,
  swtrt_control_only = TRUE,
  gridsearch = TRUE,
  root_finding = "brent",
  alpha = 0.05,
  ties = "efron",
  tol = 1e-06,
  offset = 1,
  boot = TRUE,
  n_boot = 1000,
  seed = NA
)

Value

A list with the following components:

  • psi: The estimated causal parameter for the control group.

  • psi_roots: Vector of psi values for the control group at which the Z-statistic is zero, identified using grid search and linear interpolation.

  • psi_CI: The confidence interval for psi.

  • psi_CI_type: The type of confidence interval for psi, i.e., "grid search", "root finding", or "bootstrap".

  • logrank_pvalue: The two-sided p-value of the log-rank test for the ITT analysis.

  • cox_pvalue: The two-sided p-value for treatment effect based on the Cox model applied to counterfactual unswitched survival times. If boot is TRUE, this value represents the bootstrap p-value.

  • hr: The estimated hazard ratio from the Cox model.

  • hr_CI: The confidence interval for hazard ratio.

  • hr_CI_type: The type of confidence interval for hazard ratio, either "Cox model" or "bootstrap".

  • event_summary: A data frame containing the count and percentage of deaths, disease progressions, and switches by treatment arm.

  • data_switch: The list of input data for the time from disease progression to switch by treatment group. The variables include id, stratum, "swtrt", and "swtrt_time". If swtrt == 0, then swtrt_time is censored at the time from disease progression to death or censoring.

  • km_switch: The list of Kaplan-Meier plot data for the time from disease progression to switch by treatment group.

  • eval_z: The list of data by treatment group containing the Wald statistics for the coefficient of the counterfactual in the logistic regression switching model, evaluated at a sequence of psi values. Used to plot and check if the range of psi values to search for the solution and limits of confidence interval of psi need be modified.

  • data_nullcox: The list of input data for counterfactual survival times for the null Cox model by treatment group. The variables include id, stratum, "t_star" and "d_star".

  • fit_nullcox: The list of fitted null Cox models for counterfactual survival times by treatment group, which contains the martingale residuals.

  • data_logis: The list of input data for pooled logistic regression models for treatment switching using g-estimation. The variables include id, stratum, "tstart", "tstop", "cross", "counterfactual", conf_cov, ns, pd_time, swtrt, and swtrt_time.

  • fit_logis: The list of fitted pooled logistic regression models for treatment switching using g-estimation.

  • data_outcome: The input data for the outcome Cox model of counterfactual unswitched survival times. The variables include id, stratum, "t_star", "d_star", "treated", base_cov and treat.

  • km_outcome: The Kaplan-Meier estimates of the survival functions for the treatment and control groups based on the counterfactual unswitched survival times.

  • lr_outcome: The log-rank test results for the treatment effect based on the counterfactual unswitched survival times.

  • fit_outcome: The fitted outcome Cox model.

  • fail: Whether a model fails to converge.

  • psimissing: Whether the psi parameter cannot be estimated.

  • settings: A list containing the input parameter values.

  • psi_trt: The estimated causal parameter for the experimental group if swtrt_control_only is FALSE.

  • psi_trt_roots: Vector of psi_trt values for the experimental group at which the Z-statistic is zero, identified using grid search and linear interpolation, if swtrt_control_only is FALSE.

  • psi_trt_CI: The confidence interval for psi_trt if swtrt_control_only is FALSE.

  • fail_boots: The indicators for failed bootstrap samples if boot is TRUE.

  • fail_boots_data: The data for failed bootstrap samples if boot is TRUE.

  • hr_boots: The bootstrap hazard ratio estimates if boot is TRUE.

  • psi_boots: The bootstrap psi estimates if boot is TRUE.

  • psi_trt_boots: The bootstrap psi_trt estimates if boot is TRUE and swtrt_control_only is FALSE.

Arguments

data

The input data frame that contains the following variables:

  • id: The id to identify observations belonging to the same subject for counting process data with time-dependent covariates.

  • stratum: The stratum.

  • tstart: The starting time of the time interval for counting-process data with time-dependent covariates.

  • tstop: The stopping time of the time interval for counting-process data with time-dependent covariates.

  • event: The event indicator, 1=event, 0=no event.

  • treat: The randomized treatment indicator, 1=treatment, 0=control.

  • censor_time: The administrative censoring time. It should be provided for all subjects including those who had events.

  • pd: The disease progression indicator, 1=PD, 0=no PD.

  • pd_time: The time from randomization to disease progression.

  • swtrt: The treatment switch indicator, 1=switch, 0=no switch.

  • swtrt_time: The time from randomization to treatment switch.

  • base_cov: The baseline covariates (excluding treat).

  • conf_cov: The confounding variables (excluding treat) for predicting treatment switching.

id

The name of the id variable in the input data.

stratum

The name(s) of the stratum variable(s) in the input data.

tstart

The name of the tstart variable in the input data.

tstop

The name of the tstop variable in the input data.

event

The name of the event variable in the input data.

treat

The name of the treatment variable in the input data.

censor_time

The name of the censor_time variable in the input data.

pd

The name of the pd variable in the input data.

pd_time

The name of the pd_time variable in the input data.

swtrt

The name of the swtrt variable in the input data.

swtrt_time

The name of the swtrt_time variable in the input data.

base_cov

The names of baseline covariates (excluding treat) in the input data for the Cox model.

conf_cov

The names of confounding variables (excluding treat) in the input data for the logistic regression switching model.

strata_main_effect_only

Whether to only include the strata main effects in the logistic regression switching model. Defaults to TRUE, otherwise all possible strata combinations will be considered in the switching model.

ns_df

Degrees of freedom for the natural cubic spline for visit-specific intercepts of the pooled logistic regression model. Defaults to 3 for two internal knots at the 33 and 67 percentiles of the treatment switching times.

firth

Whether the Firth's bias reducing penalized likelihood should be used.

flic

Whether to apply intercept correction to obtain more accurate predicted probabilities.

low_psi

The lower limit of the causal parameter.

hi_psi

The upper limit of the causal parameter.

n_eval_z

The number of points between low_psi and hi_psi (inclusive) at which to evaluate the Wald statistics for the coefficient of the counterfactual in the logistic regression switching model.

recensor

Whether to apply recensoring to counterfactual survival times. Defaults to TRUE.

admin_recensor_only

Whether to apply recensoring to administrative censoring times only. Defaults to TRUE. If FALSE, recensoring will be applied to the actual censoring times for dropouts.

swtrt_control_only

Whether treatment switching occurred only in the control group. The default is TRUE.

gridsearch

Whether to use grid search to estimate the causal parameter psi. Defaults to TRUE, otherwise, a root finding algorithm will be used.

root_finding

Character string specifying the univariate root-finding algorithm to use. Options are "brent" (default) for Brent's method, or "bisection" for the bisection method.

alpha

The significance level to calculate confidence intervals.

ties

The method for handling ties in the Cox model, either "breslow" or "efron" (default).

tol

The desired accuracy (convergence tolerance) for psi for the root finding algorithm.

offset

The offset to calculate the time from disease progression to death or censoring, the time from disease progression to treatment switch, and the time from treatment switch to death or censoring. We can set offset equal to 0 (no offset), and 1 (default), 1/30.4375, or 1/365.25 if the time unit is day, month, or year, respectively.

boot

Whether to use bootstrap to obtain the confidence interval for hazard ratio. Defaults to TRUE.

n_boot

The number of bootstrap samples.

seed

The seed to reproduce the bootstrap results. The default is NA, in which case, the seed from the environment will be used.

Author

Kaifeng Lu, kaifenglu@gmail.com

Details

Assuming one-way switching from control to treatment, the hazard ratio and confidence interval under a no-switching scenario are obtained as follows:

  • Fit a pooled logistic regression switching model among control-arm patients who experienced disease progression: $$\text{logit}(p(E_{ik})) = \alpha U_{i,\psi} + \sum_{j} \beta_j x_{ijk}$$ where \(E_{ik}\) is the switch indicator for subject \(i\) at observation \(k\), $$U_{i,\psi} = T_{C_i} + e^{\psi}T_{E_i}$$ is the counterfactual survival time given a specific \(\psi\), and \(x_{ijk}\) represents the time-dependent confounders. Natural cubic splines of time can be included to model time-varying baseline hazards. \(U_{i,\psi}\) is defined relative to the secondary baseline at disease progression and represents post-progression counterfactual survival, where \(T_{C_i}\) and \(T_{E_i}\) correspond to time spent after progression on control and experimental treatments, respectively. Martingale residuals may be used in place of counterfactual survival times to account for censoring.

  • Identify the value of \(\psi\) for which the Z-statistic of \(\alpha\) is approximately zero. This value is the causal parameter estimate.

  • Compute counterfactual survival times for control patients using the estimated \(\psi\).

  • Fit a Cox model to the observed survival times for the treatment group and the counterfactual survival times for the control group to estimate the hazard ratio.

  • When bootstrapping is used, derive the confidence interval and p-value for the hazard ratio from a t-distribution with n_boot - 1 degrees of freedom.

If treatment switching occurs before or in the absence of recorded disease progression, the patient is considered to have progressed at the time of treatment switching.

If grid search is used to estimate \(\psi\), the estimated \(\psi\) is the one with the smallest absolute value among those at which the Z-statistic is zero based on linear interpolation. If root finding is used, the estimated \(\psi\) is the solution to the equation where the Z-statistic is zero.

References

NR Latimer, IR White, K Tilling, and U Siebert. Improved two-stage estimation to adjust for treatment switching in randomised trials: g-estimation to address time-dependent confounding. Statistical Methods in Medical Research. 2020;29(10):2900-2918.

Examples

Run this code

library(dplyr)

sim1 <- tsegestsim(
  n = 500, allocation1 = 2, allocation2 = 1, pbprog = 0.5, 
  trtlghr = -0.5, bprogsl = 0.3, shape1 = 1.8, 
  scale1 = 360, shape2 = 1.7, scale2 = 688, 
  pmix = 0.5, admin = 5000, pcatnotrtbprog = 0.5, 
  pcattrtbprog = 0.25, pcatnotrt = 0.2, pcattrt = 0.1, 
  catmult = 0.5, tdxo = 1, ppoor = 0.1, pgood = 0.04, 
  ppoormet = 0.4, pgoodmet = 0.2, xomult = 1.4188308, 
  milestone = 546, outputRawDataset = 1, seed = 2000)
  
data1 <- sim1$paneldata %>%
  mutate(visit7on = ifelse(progressed, tstop > timePFSobs + 105, 0))

fit1 <- tsegest(
  data = data1, id = "id", 
  tstart = "tstart", tstop = "tstop", event = "event", 
  treat = "trtrand", censor_time = "censor_time", 
  pd = "progressed", pd_time = "timePFSobs", 
  swtrt = "xo", swtrt_time = "xotime", 
  base_cov = "bprog", 
  conf_cov = c("bprog*cattdc", "timePFSobs", "visit7on"), 
  ns_df = 3, low_psi = -1, hi_psi = 1, n_eval_z = 101,
  recensor = TRUE, admin_recensor_only = TRUE, 
  swtrt_control_only = TRUE, alpha = 0.05, ties = "efron", 
  tol = 1.0e-6, offset = 0, boot = FALSE)
  
fit1

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